KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Warren

    IRN MXW01968

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (21 Oct 2011 to 8 Dec 2019)
  • Matthew Watkins

    IRN MXW01343

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (7 Aug 2017 to 8 Dec 2019)
  • Maura Dunne

    IRN MXD01377

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 21 Jan 2004)
  • Max Gramaglia

    IRN MXG01361

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 May 2006)
  • Melanie Richards

    IRN MXR01328

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Melanie Speller

    IRN MXS01686

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 4 Oct 2002)
  • Meredith Casey

    IRN MXC00962

    • [FCA CF] Client dealing (11 May 2023 to 1 Feb 2024)
  • Mica Giles

    IRN MXG01359

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
  • Michael Arthur Lewis Walters

    IRN MXW01696

    • CF4 Partner (18 Feb 2016 to 27 Feb 2019)
  • Michael Arthur Prince

    IRN MAP01183

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Dec 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.