Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martin Della
IRN MXD01379
- CF30 Customer (1 Nov 2007 to 2 Nov 2007)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Martin Graham Hartshorn
IRN MGH01065
- CF30 Customer (1 Nov 2007 to 16 Oct 2008)
- CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
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Martin Guy Lane
IRN MGL01048
- CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Sep 2002)
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Martin Peter Deutz
IRN MPD01074
- CF23 Corporate Finance Adviser (30 Apr 2002 to 12 Dec 2005)
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Martin Richard Taylor
IRN MRT01077
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (12 Oct 2004 to 31 Oct 2007)
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Martin Roy Thackray
IRN MRT01056
- CF23 Corporate Finance Adviser (30 Apr 2002 to 5 Jul 2002)
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Martin Somerville
IRN MXS01498
- CF23 Corporate Finance Adviser (8 Oct 2003 to 31 Jul 2007)
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Martin Thomas Kelly
IRN MTK01018
- CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Nov 2002)
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Mary Theresa O'Connor
IRN MTO01015
- SMF27 Partner (9 Dec 2019 to 25 Nov 2020)
- CF4 Partner (2 Jul 2019 to 8 Dec 2019)
- CF28 Systems and controls (2 Jul 2019 to 8 Dec 2019)
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Mashood Ahmad
IRN MXA01793
- CF30 Customer (14 Dec 2007 to 1 May 2008)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.