KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Patrick Hay Davison

    IRN MPD01059

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF23 Corporate Finance Adviser (23 Nov 2006 to 31 Oct 2007)
  • Mark Peter Fowler

    IRN MXF01241

    • CF30 Customer (1 Nov 2007 to 21 Mar 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Mark Robert Raddan

    IRN MXR00292

    • CF1 Director (AR) (23 Apr 2021 to 28 Mar 2022)
    • CF3 Chief Executive (AR) (22 Apr 2021 to 23 Apr 2021)
  • Mark Roby

    IRN MXR01331

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 14 Mar 2003)
  • Mark Rodham Hutchinson

    IRN MRH01162

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (15 Oct 2003 to 31 Oct 2007)
  • Mark Russell

    IRN MXR01501

    • CF23 Corporate Finance Adviser (11 Aug 2004 to 1 Apr 2006)
  • Mark Timothy Farlow

    IRN MTF01017

    • CF30 Customer (1 Nov 2007 to 18 Nov 2013)
    • CF23 Corporate Finance Adviser (3 May 2002 to 31 Oct 2007)
  • Mark Tristan George Horrox

    IRN MTH01048

    • CF23 Corporate Finance Adviser (27 Jan 2004 to 4 May 2004)
  • Martin Ashcroft

    IRN MXA01338

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2003)
  • Martin Batchelor

    IRN MXB01900

    • CF21 Investment Adviser (7 Mar 2003 to 28 Feb 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.