Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gwyn Llewelyn

    IRN GXL01559

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (10 Mar 2015 to 8 Dec 2019)
  • Hadder Shehzad Jalil

    IRN HSJ01010

    • CF30 Customer (14 Dec 2007 to 1 May 2008)
  • Haider Omar Dean

    IRN HOD01004

    • CF23 Corporate Finance Adviser (10 Oct 2003 to 16 Jan 2007)
  • Hannah Robertson

    IRN HXR00162

    • [FCA CF] Client dealing (1 Dec 2021 to 3 Jul 2023)
  • Harriet Kwarteng

    IRN HXK00079

    • [FCA CF] Client dealing (since 26 Nov 2025)
    • [FCA CF] Client dealing (6 Dec 2022 to 22 Nov 2024)
  • Harry Simmons

    IRN HXS00385

    • [FCA CF] Client dealing (11 May 2023 to 1 Dec 2023)
  • Heather Bewers

    IRN HXB01120

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Oct 2002)
  • Helen Roxburgh

    IRN HXR01134

    • [FCA CF] Manager of certification employee (since 7 Nov 2022)
    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (14 Mar 2007 to 31 Oct 2007)
  • Hemu Narang

    IRN HXN00093

    • [FCA CF] Client dealing (10 May 2023 to 7 Nov 2024)
  • Hilary Anne Heap

    IRN HAS01025

    • CF30 Customer (1 Nov 2007 to 17 Feb 2017)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.