KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Hunter Martin

    IRN GHM01043

    • CF30 Customer (28 Nov 2012 to 10 Feb 2015)
  • Graham Jung

    IRN GXJ01085

    • CF30 Customer (10 Feb 2011 to 20 Sep 2012)
  • Graham Pearce

    IRN GXP01751

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (26 Oct 2015 to 8 Dec 2019)
  • Graham William Taylor

    IRN GWT01036

    • [FCA CF] Client dealing (since 18 Dec 2024)
  • Gregory Peter Wright

    IRN GPW01020

    • CF30 Customer (21 Feb 2020 to 26 Oct 2020)
  • Gregory Tucker

    IRN GXT01174

    • CF30 Customer (1 Nov 2007 to 20 Sep 2012)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Gurmukh Singh Hayre

    IRN GSH01046

    • CF30 Customer (4 Jul 2013 to 29 Mar 2018)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Guy James Craig Wilkinson

    IRN GJW01091

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (10 Jun 2002 to 31 Oct 2007)
  • Guy Richard Hemington

    IRN GRH01081

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Sep 2003)
  • Guy Rodney Warrington

    IRN GRW01053

    • CF30 Customer (1 Nov 2007 to 22 Mar 2019)
    • CF8 Apportionment and Oversight (7 May 2002 to 2 Mar 2005)
    • CF4 Partner (7 May 2002 to 2 Mar 2005)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.