KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Dominic Holt

  IRN DXH01946

  • CF30 Customer (23 Oct 2013 to 10 Feb 2015)
• Donald MacLeod

  IRN DWM01060

  • [FCA CF] Client dealing (since 16 Mar 2023)
• Douglas Paul Marvin

  IRN DXM12751

  • CF30 Customer (20 Mar 2019 to 15 Oct 2019)
• Douglas Roy McPhee

  IRN DRM01116

  • CF30 Customer (6 Jun 2011 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
• Drew Francis Henley Lock

  IRN DFH01047

  • CF30 Customer (11 Jan 2019 to 5 Dec 2019)
• Duncan Alexander Payne

  IRN DAP01099

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 3 Oct 2005)
• Duncan Clark

  IRN DXC01486

  • CF23 Corporate Finance Adviser (2 May 2002 to 6 Feb 2003)
• Duncan James Maloney

  IRN DJM01671

  • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
• Duncan John Brett

  IRN DJB01377

  • CF23 Corporate Finance Adviser (23 Feb 2004 to 19 Jul 2004)
• Ed Bartlett

  IRN EXB00266

  • [FCA CF] Client dealing (since 1 Dec 2021)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.