KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• David Scott Cummings

  IRN DSC01027

  • CF30 Customer (1 Nov 2007 to 31 Jul 2011)
  • CF23 Corporate Finance Adviser (19 Jan 2006 to 31 Oct 2007)
• David Smallbone

  IRN DXS00921

  • [FCA CF] Client dealing (2 Jan 2023 to 10 Dec 2024)
• David Stokoe

  IRN DXS08351

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• David Thomas Hill

  IRN DTG01016

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
• David White

  IRN DXW02088

  • CF30 Customer (16 Sep 2016 to 3 Sep 2018)
• David William Baxter

  IRN DWB01089

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 24 May 2007)
• David William Stevens

  IRN DWS01094

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (20 Dec 2004 to 31 Oct 2007)
• Declan James Channon McManus

  IRN DJM01323

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (27 Feb 2006 to 31 Oct 2007)
• Derrick Jude Michael McEvoy

  IRN DJM01378

  • CF21 Investment Adviser (30 Apr 2002 to 27 Apr 2007)
• Dominic Christopher Grimley

  IRN DCG01054

  • CF21 Investment Adviser (30 Apr 2002 to 24 Jan 2003)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.