KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• David Madoc-Jones

  IRN DXM01580

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
• David Matthews

  IRN DXM02363

  • CF28 Systems and controls (13 Apr 2012 to 4 Jun 2019)
  • CF4 Partner (13 Apr 2012 to 4 Jun 2019)
• David Michael Hardy

  IRN DMH01116

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 4 Apr 2005)
• David Nicholas Evans

  IRN NXE01049

  • CF30 Customer (17 Sep 2008 to 8 Dec 2019)
• David Owen Peers

  IRN DXP01457

  • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
  • CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
• David Peter Marshall

  IRN DPM01097

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 28 Apr 2004)
• David Rankin

  IRN DGR01046

  • CF21 Investment Adviser (30 Apr 2002 to 16 Aug 2002)
• David Richard Green

  IRN DRG01051

  • CF30 Customer (20 Feb 2020 to 26 Oct 2020)
• David Robert Simpson

  IRN DRS01116

  • CF30 Customer (1 Nov 2007 to 16 Oct 2013)
  • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
• David Ryde

  IRN DXR01287

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 6 Jun 2003)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.