Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Fletcher
IRN DIF31533
- [FCA CF] Client dealing (1 Dec 2021 to 3 Jul 2023)
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David George McClelland
IRN DGM01096
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
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David Grant Macdonald Barlow
IRN DXB10883
- CF30 Customer (24 Feb 2020 to 26 Oct 2020)
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David Herman Alfred Reitman
IRN DHR01021
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (26 Oct 2007 to 31 Oct 2007)
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David Jamieson
IRN DXJ01143
- CF23 Corporate Finance Adviser (30 Apr 2002 to 12 Dec 2005)
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David Jeffery Milton Scott
IRN DJS01299
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (25 Nov 2002 to 31 Oct 2007)
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David John Colclough
IRN DJC01458
- CF30 Customer (5 Aug 2014 to 15 May 2015)
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David John Elms
IRN DJE01070
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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David Jonathan Fripp
IRN DJF01124
- CF30 Customer (1 Nov 2007 to 23 May 2011)
- CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
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David Lewis Gwynne
IRN DXG01307
- CF23 Corporate Finance Adviser (27 Nov 2003 to 11 Apr 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.