Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Clare Catherine Woodham
IRN CCW01045
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (21 Oct 2005 to 31 Oct 2007)
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Clive Andrew Broadhurst
IRN CAB01153
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Clive Farquhar
IRN CXF00390
- [FCA CF] Client dealing (since 23 Oct 2024)
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Clive Mark Hyman
IRN CMH01102
- CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Jul 2005)
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Clive Matthew Gibbard
IRN CMG01051
- CF30 Customer (1 Nov 2007 to 16 Sep 2014)
- CF23 Corporate Finance Adviser (8 Oct 2003 to 31 Oct 2007)
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Clive Reginald Meek
IRN CXM01431
- CF21 Investment Adviser (30 Apr 2002 to 25 Jul 2003)
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Clotilde Walewska
IRN CXW01282
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
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Colin Andrew Watts
IRN CAW01087
- CF30 Customer (8 Oct 2013 to 8 Dec 2019)
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Colin Ian Barcroft
IRN CIB01017
- CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Sep 2002)
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Conrad Anderson
IRN CXA01142
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.