Kohlberg Kravis Roberts & Co. Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Silke Christina Scheiber

  IRN SCS01066

  • CF30 Customer (2 Apr 2013 to 31 Dec 2015)
• Simon Booth

  IRN SXB00439

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
• Simon Philippe Merrill Bouchard

  IRN SXB15671

  • [FCA CF] Significant management (since 30 Jul 2024)
  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
• Simonetta La Monaca

  IRN SXL14208

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Apr 2019 to 8 Dec 2019)
• Soeren Hauke Riebeling

  IRN SXR15592

  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 May 2019 to 8 Dec 2019)
• Sophia Kakarakis

  IRN SXK39494

  • [FCA CF] Client dealing (since 4 Feb 2020)
• Spencer Joseph Chavez

  IRN SXC00726

  • [FCA CF] Client dealing (21 May 2021 to 16 Feb 2023)
• Stanislas Jean Alban De Joussineau

  IRN SJD01247

  • [FCA CF] Significant management (9 Dec 2019 to 13 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
• Stavros Mercouris

  IRN SXM03290

  • [FCA CF] Manager of certification employee (22 May 2023 to 16 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2025)
  • CF30 Customer (3 Dec 2014 to 8 Dec 2019)
• Stefan Mihailovic

  IRN SXM00037

  • [FCA CF] Client dealing (18 Jul 2022 to 19 May 2024)

No changes recorded yet.