Kohlberg Kravis Roberts & Co. Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steffen Pauls

  IRN SXP02207

  • CF30 Customer (29 Oct 2014 to 8 Apr 2015)
• Stephen Robert Shanley

  IRN SRS01145

  • [FCA CF] Significant management (since 10 Jan 2024)
  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Apr 2015 to 8 Dec 2019)
• Susanne Katharina Therisia Berger

  IRN SKB01058

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 13 Jun 2022)
  • CF4 Partner (2 Apr 2013 to 8 Dec 2019)
• Takudzwa Itai Mutasa

  IRN TIM00019

  • CF30 Customer (17 Nov 2015 to 1 Nov 2017)
• Tara Courtney Davies

  IRN TXD01180

  • SMF1 Chief Executive (since 22 May 2024)
  • SMF27 Partner (since 28 Jun 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (22 May 2023 to 5 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 28 Jun 2023)
  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
• Thijs Van Remmen

  IRN TXV01063

  • CF30 Customer (2 Apr 2013 to 31 Oct 2013)
• Thomas Alaric Saludo

  IRN TAS01083

  • [FCA CF] Client dealing (11 Nov 2021 to 8 Dec 2023)
• Till van Dorp

  IRN TXV01144

  • [FCA CF] Manager of certification employee (since 5 Aug 2024)
  • [FCA CF] Client dealing (since 19 Oct 2022)
• Timothy Robert Franks

  IRN TRF01024

  • SMF27 Partner (9 Dec 2019 to 6 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • CF4 Partner (28 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (28 Apr 2017 to 8 Dec 2019)
• Tobias Huzarski

  IRN TXH01385

  • CF30 Customer (23 Apr 2013 to 23 Feb 2017)

No changes recorded yet.