Kohlberg Kravis Roberts & Co. Partners LLP

Date authorised
2 April 2013
Companies House
OC380163
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442078399800
  • Complaints Contact

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442078399800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marie-Anne Mai-Lan Petitjean de Marcilly

    IRN MMF01035

    • [FCA CF] Significant management (since 26 Feb 2026)
    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Feb 2014 to 8 Dec 2019)
  • Marion Himbert

    IRN MXH21871

    • [FCA CF] Client dealing (6 May 2021 to 20 Jan 2023)
  • Mark Andrew Howard

    IRN MAH01197

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2024)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
  • Mark Ekinde

    IRN MXE01665

    • [FCA CF] Client dealing (since 8 Mar 2021)
  • Marko Kasun

    IRN MXK00736

    • [FCA CF] Client dealing (since 31 Jul 2025)
  • Marta Klara Szczerba

    IRN MKS01096

    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • Martin Niels Preuss

    IRN MNP01020

    • CF30 Customer (2 Apr 2013 to 28 Feb 2019)
  • Martin Rajcan

    IRN MXR01839

    • CF30 Customer (2 Apr 2013 to 30 May 2015)
  • Martin Sebastian Mix

    IRN MSM01103

    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Mateusz Michel Szeszkowski

    IRN MMS01075

    • CF30 Customer (2 Apr 2013 to 2 Apr 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.