Kohlberg Kravis Roberts & Co. Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Gordon Anthony

  IRN JXA13576

  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
• James Hatchley

  IRN JGH01068

  • CF4 Partner (23 Mar 2015 to 7 Apr 2016)
• Jan Werst

  IRN JXW01078

  • [FCA CF] Client dealing (17 May 2024 to 1 Mar 2026)
• Jay Bansal

  IRN JXB03915

  • [FCA CF] Client dealing (2 Dec 2024 to 30 Dec 2025)
• Jean-Marie Wecker

  IRN JXW00801

  • [FCA CF] Manager of certification employee (since 5 Apr 2024)
  • [FCA CF] Client dealing (since 26 Oct 2022)
• Jean-Pierre Saad

  IRN JXS01926

  • [FCA CF] Manager of certification employee (22 May 2023 to 18 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2024)
  • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
• Jenny Maria Hammarlund

  IRN JMH01403

  • CF30 Customer (18 Aug 2016 to 8 Apr 2019)
• Jerome Andre Nomme

  IRN JAN01101

  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 15 Jan 2020)
• Jesper Damberg

  IRN JXD00906

  • [FCA CF] Client dealing (since 3 Jun 2024)
• Jesus Olmos Clavijo

  IRN JXO01302

  • CF30 Customer (2 Apr 2013 to 10 May 2018)

No changes recorded yet.