Koch Metals Trading Limited

Date authorised
1 April 2013
Companies House
03320973
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Wood Street
    3rd Floor
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +442076486532
    Web
    https://www.kochmetals.com

  • Complaints Contact

    20 Wood Street
    3rd Floor
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +442076486532

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelvin Milgate

    IRN KXM01388

    • CF30 Customer (14 Jan 2011 to 27 Mar 2015)
  • Kenneth Andrew McLeod

    IRN KAM01109

    • CF1 Director (27 Feb 2004 to 28 Feb 2007)
    • CF13 Finance (24 Nov 2003 to 28 Feb 2007)
  • Kevin Andrew Crisp

    IRN KAC01033

    • CF21 Investment Adviser (11 Sep 2003 to 29 Apr 2005)
  • Kok Choy Wong

    IRN KCW01027

    • CF29 Significant management (27 Jan 2010 to 4 Jun 2018)
    • CF30 Customer (22 Apr 2008 to 4 Jun 2018)
  • Lee Munden

    IRN LXM01324

    • CF28 Systems and controls (1 Nov 2007 to 9 May 2008)
    • CF14 Risk Assessment (15 Sep 2004 to 31 Oct 2007)
  • Loren Jun

    IRN LXJ01037

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
  • Maria Savva

    IRN MXS01595

    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2003)
  • Mathias Lehoux

    IRN MXL00231

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2022)
  • Matthew Owen Keen

    IRN MOK01001

    • CF21 Investment Adviser (11 Sep 2003 to 29 Apr 2005)
  • Matthew Russell Forgham

    IRN MRF01029

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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