Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (22 Sep 2022 to 6 Jun 2025)
    • [FCA CF] Client dealing (28 Jul 2022 to 6 Jun 2025)
  • Koch Metals Trading Limited (no longer approved here)

    FRN 184882

    • CF29 Significant management (27 Jan 2010 to 4 Jun 2018)
    • CF30 Customer (22 Apr 2008 to 4 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.