Koch Metals Trading Limited

• Principal Place of Business

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

  Web

  https://www.kochmetals.com

• Complaints Contact

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jess Elmer Pedersen

  IRN JEP01150

  • CF10 Compliance Oversight (21 Dec 2010 to 1 Jul 2012)
  • CF11 Money Laundering Reporting (28 Apr 2009 to 1 Jul 2012)
• Jinzhong Zhang

  IRN JXZ01077

  • CF30 Customer (9 Sep 2013 to 19 Aug 2014)
• Jiten Ramniklal Samani

  IRN JRS01129

  • CF30 Customer (5 Sep 2017 to 3 Jan 2018)
• John Pavetto

  IRN JXP01512

  • CF17 Significant Mgt (Other Business Operations) (5 Jan 2004 to 4 Mar 2004)
• John Rose

  IRN JXR01520

  • CF26 Customer Trading (24 Aug 2004 to 1 Mar 2007)
• Jonathan Horace King

  IRN JHK01031

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • CF26 Customer Trading (28 Jan 2005 to 31 Oct 2007)
• Jonathan Michael Bernstein

  IRN JMB01481

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2020 to 1 Nov 2022)
  • CF30 Customer (28 Jun 2013 to 8 Dec 2019)
• Jonathan Patrick O'Connor

  IRN JPO01017

  • CF26 Customer Trading (12 Nov 2004 to 27 Jul 2007)
• Juan Pablo Orjuela

  IRN JPO01043

  • CF30 Customer (20 Apr 2009 to 2 Jul 2014)
• Julius Narh

  IRN JXN01539

  • CF28 Systems and controls (10 Nov 2016 to 7 Jul 2017)

No changes recorded yet.