Koch Metals Trading Limited

Date authorised
1 April 2013
Companies House
03320973
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Wood Street
    3rd Floor
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +442076486532
    Web
    https://www.kochmetals.com

  • Complaints Contact

    20 Wood Street
    3rd Floor
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +442076486532

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guy McGregor Campbell

    IRN GMC01097

    • CF26 Customer Trading (16 Jul 2004 to 30 May 2007)
  • Henri Lecieux

    IRN HXL01126

    • [FCA CF] Proprietary trader (11 Feb 2021 to 29 Mar 2023)
    • [FCA CF] Client dealing (11 Feb 2021 to 29 Mar 2023)
  • Jacobus Wilhelmus Johennes De Groot

    IRN JWD01037

    • CF14 Risk Assessment (30 Sep 2002 to 12 Jul 2004)
    • CF11 Money Laundering Reporting (30 Sep 2002 to 9 Dec 2002)
  • James Kevin Belknap

    IRN JKB01090

    • CF28 Systems and controls (19 Apr 2010 to 31 May 2012)
  • James Michael Scott Collier

    IRN JMC01449

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2025)
    • CF10 Compliance Oversight (2 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 May 2018 to 8 Dec 2019)
  • James Michael Wackett

    IRN JMW01343

    • CF30 Customer (6 Jul 2017 to 3 Jan 2018)
  • James Richard Pendered

    IRN JRP01160

    • CF30 Customer (1 Nov 2007 to 14 Feb 2008)
    • CF26 Customer Trading (7 Jun 2007 to 31 Oct 2007)
  • Jason Neil Pang

    IRN JXP01192

    • SMF2 Chief Finance (since 5 Dec 2025)
    • SMF3 Executive Director (since 5 Dec 2025)
    • SMF24 Chief Operations (since 5 Dec 2025)
  • Jean-Luc M F Dubois

    IRN JMD01103

    • CF21 Investment Adviser (30 Nov 2004 to 15 Feb 2007)
  • Jeffrey Marx Kabel

    IRN JMK01063

    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF21 Investment Adviser (12 May 2003 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.