Koch Metals Trading Limited

• Principal Place of Business

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

  Web

  https://www.kochmetals.com

• Complaints Contact

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Erin Abercrombie

  IRN EXA01331

  • CF28 Systems and controls (20 Jul 2012 to 26 May 2015)
• Florent Maxime Jules Chevrier

  IRN FMC01028

  • CF26 Customer Trading (13 May 2004 to 31 Oct 2006)
• Frans Pettinga

  IRN FXP01016

  • CF8 Apportionment and Oversight (23 Jan 2009 to 31 Mar 2009)
  • CF30 Customer (1 Nov 2007 to 1 Nov 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 1 Nov 2018)
• Gavin James Stanton

  IRN GJS01133

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2020 to 1 Nov 2022)
  • CF29 Significant management (27 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Jan 2005 to 31 Oct 2007)
• George Christie

  IRN GXC01389

  • CF30 Customer (1 Nov 2007 to 11 Sep 2008)
  • CF21 Investment Adviser (30 Nov 2004 to 31 Oct 2007)
• George Fuller

  IRN GXF00097

  • [FCA CF] Proprietary trader (since 30 Jul 2024)
  • [FCA CF] Client dealing (since 30 Jul 2024)
• Georges-Remy Fouad

  IRN GXF01299

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jul 2017 to 8 Dec 2019)
  • CF28 Systems and controls (12 May 2016 to 17 Jul 2017)
• Gerard Anthony Duncan Pears

  IRN GAP01065

  • CF1 Director (22 Jan 2009 to 7 Jul 2010)
  • CF28 Systems and controls (14 May 2008 to 7 Jul 2010)
• Gideon James Hollis

  IRN GJH01163

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2022)
  • CF10 Compliance Oversight (19 Apr 2013 to 16 Oct 2013)
  • CF11 Money Laundering Reporting (22 May 2008 to 7 Apr 2009)
• Grant Holbrook

  IRN GXH01385

  • CF14 Risk Assessment (28 Jan 2004 to 1 Mar 2004)

No changes recorded yet.