Koch Metals Trading Limited

• Principal Place of Business

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

  Web

  https://www.kochmetals.com

• Complaints Contact

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Daniel Charles Glover Banks

  IRN DCB01072

  • CF29 Significant management (27 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)
• Daniel Simon Eld

  IRN DSE01014

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (1 May 2014 to 8 Dec 2019)
  • CF29 Significant management (27 Jan 2010 to 1 May 2014)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Aug 2004 to 31 Oct 2007)
• David Charles Bartlett

  IRN DCB01103

  • CF1 Director (9 Dec 2003 to 23 Sep 2011)
• David John Andrews

  IRN DJA01098

  • CF30 Customer (15 Jan 2013 to 3 Jan 2018)
• David William Cole

  IRN DWC01056

  • CF1 Director (1 Dec 2001 to 30 Nov 2003)
• Denise Riley

  IRN DXR11119

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2022)
  • CF1 Director (15 Feb 2019 to 8 Dec 2019)
• Donal O'Shea

  IRN DXO01293

  • CF30 Customer (31 Jul 2017 to 14 Mar 2019)
• Douglas Michael Beach

  IRN DMB01149

  • CF1 Director (23 May 2006 to 14 Oct 2011)
• Duncan Arthur Hyde

  IRN DAH01276

  • [FCA CF] Proprietary trader (since 20 Jan 2020)
  • [FCA CF] Client dealing (since 20 Jan 2020)
• Edna Chow

  IRN EXC00129

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2022)

No changes recorded yet.