KOCH ENERGY EUROPE LIMITED

• Principal Place of Business

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

• Complaints Contact

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael James Perry

  IRN MJP01166

  • [FCA CF] Significant management (16 May 2023 to 4 Jan 2025)
  • [FCA CF] Client dealing (1 Sep 2021 to 4 Jan 2025)
  • [FCA CF] Proprietary trader (1 Sep 2021 to 4 Jan 2025)
• Michael Richard Davie

  IRN MXD00874

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2025)
  • SMF16 Compliance Oversight (since 28 Apr 2025)
• Michael Ward Voth

  IRN MWV01007

  • CF10 Compliance Oversight (14 Apr 2014 to 17 Jul 2014)
  • CF11 Money Laundering Reporting (14 Apr 2014 to 17 Jul 2014)
• Michiel Rutger Prins

  IRN MRP01123

  • SMF29 Limited scope function (limited scope SMCR firms only) (1 Apr 2020 to 28 Nov 2025)
  • CF1 Director (19 Jul 2011 to 8 Dec 2019)
  • CF28 Systems and controls (15 Dec 2010 to 8 Dec 2019)
• Nikki Goode

  IRN NXG01506

  • CF30 Customer (6 Jan 2017 to 11 Sep 2017)
• Richard James Michael Baron

  IRN RJB01299

  • CF10 Compliance Oversight (17 Jul 2014 to 1 May 2018)
  • CF11 Money Laundering Reporting (17 Jul 2014 to 1 May 2018)
• Roald Schennink

  IRN RXS00830

  • [FCA CF] Client dealing (since 6 Feb 2023)
  • [FCA CF] Proprietary trader (since 6 Feb 2023)
• Rosario Sgarioto

  IRN RXS02439

  • CF30 Customer (12 Mar 2013 to 25 Aug 2015)
• Sakhila Mona Mirza

  IRN MXS02556

  • CF10 Compliance Oversight (16 Oct 2013 to 12 Dec 2013)
  • CF11 Money Laundering Reporting (16 Oct 2013 to 12 Dec 2013)
• Simon James Wille Nielsen

  IRN SJN01095

  • [FCA CF] Significant management (since 6 Jan 2025)
  • [FCA CF] Proprietary trader (since 1 Aug 2024)
  • [FCA CF] Client dealing (since 1 Aug 2024)

No changes recorded yet.