Knight Frank Investment Management LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Share, Unit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Eligible Counterparty, Professional, Non-investment insurance contracts, Share, Unit
Runs Investment Funds
Investment Setup

For Commercial, Eligible Counterparty, Professional, Non-investment insurance contracts, Share, Unit
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Richard John White
IRN RJW01200
- CF30 Customer (1 Nov 2007 to 1 Aug 2008)
- CF22 Investment Adviser (Trainee) (9 Jun 2006 to 31 Oct 2007)
Robert James Hannington
IRN RJH01205
- Responsible for Insurance Mediation (9 May 2007 to 8 May 2009)
- CF4 Partner (9 Jun 2006 to 31 Aug 2007)
- CF3 Chief Executive (9 Jun 2006 to 8 May 2009)
- CF8 Apportionment and Oversight (9 Jun 2006 to 31 Oct 2007)
Robin Gerard Hill
IRN RGH01071
- CF30 Customer (1 Nov 2007 to 16 May 2008)
- CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
- CF27 Investment Management (23 Nov 2006 to 31 Oct 2007)
Stephen James Clifton
IRN SJC01459
- SMF27 Partner (9 Dec 2019 to 28 Jan 2020)
- CF4 Partner (1 Aug 2013 to 8 Dec 2019)
Suraya Haq
IRN SXH01082
- [PRA CF] Significant risk taker or Material risk taker (since 2 Nov 2023)
Thomas Charles Richardson
IRN TCR01032
- [PRA CF] Significant risk taker or Material risk taker (since 3 Feb 2025)
William Campbell John Mundy
IRN WCM01018
- CF27 Investment Management (23 Nov 2006 to 11 Apr 2007)
Xavier Roudeix-Crouan
IRN XXR00009
- [PRA CF] Significant risk taker or Material risk taker (since 2 Nov 2023)
Zoe Kate Harris
IRN ZXH48061
- SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2020 to 17 Mar 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.