KKR Credit Advisors (EMEA) LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Andrew Howard

  IRN MAH01197

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2024)
  • CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
• Mark Craig

  IRN MSC01048

  • CF30 Customer (25 Jul 2016 to 1 Nov 2017)
• Markus Hunold

  IRN MXH02514

  • CF30 Customer (23 Aug 2013 to 8 Dec 2019)
• Martin Sebastian Mix

  IRN MSM01103

  • CF30 Customer (18 Feb 2015 to 2 Jul 2015)
• Mary Elizabeth Wallace

  IRN MXW15930

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
• Matteo Bozzo

  IRN MXB02676

  • CF30 Customer (8 Sep 2015 to 31 Dec 2018)
• Matthieu Boulanger

  IRN MXB02452

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
  • SMF27 Partner (9 Dec 2019 to 26 May 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 26 May 2023)
  • CF3 Chief Executive (11 Jun 2018 to 8 Dec 2019)
  • CF4 Partner (21 Sep 2017 to 8 Dec 2019)
  • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
• Michael Christopher Small

  IRN MCS01069

  • SMF1 Chief Executive (since 11 Aug 2023)
  • SMF27 Partner (since 10 Dec 2021)
  • [FCA CF] Client dealing (since 20 Jul 2021)
• Mingjie Yu

  IRN MXY76258

  • [FCA CF] Client dealing (since 1 Mar 2023)
• Mubashir Mukadam

  IRN MXM01849

  • CF30 Customer (2 Apr 2013 to 31 May 2016)
  • CF4 Partner (2 Apr 2013 to 31 May 2016)

No changes recorded yet.