KKR Capital Markets Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Larisa Svintsitski

  IRN LXS00696

  • [FCA CF] Client dealing (since 14 Nov 2024)
• Leopoldo Francisco Maduro-Vollmer

  IRN LXM00269

  • [FCA CF] Client dealing (since 16 Oct 2025)
• Louise Nash

  IRN LXN37054

  • [FCA CF] Client dealing (since 6 Jan 2020)
• Lucy Anstice

  IRN LXA00095

  • [FCA CF] Client dealing (since 24 Feb 2022)
• Ludo Bammens

  IRN LXB00183

  • [FCA CF] Significant management (9 Dec 2019 to 20 Jan 2025)
• Maria de Miguel Garrido

  IRN MXD00451

  • [FCA CF] Client dealing (since 13 Feb 2024)
• Mark Andrew Howard

  IRN MAH01197

  • SMF16 Compliance Oversight (since 23 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Mar 2020 to 26 Feb 2024)
• Mark Ennis

  IRN MPE01034

  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Mark Simon Danzey

  IRN MSD01057

  • SMF1 Chief Executive (since 23 Mar 2020)
  • SMF27 Partner (since 23 Mar 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Mark Tucker

  IRN MAT01108

  • SMF27 Partner (since 16 May 2024)
  • [FCA CF] Client dealing (since 13 Sep 2021)
  • [FCA CF] Manager of certification employee (22 May 2023 to 27 Feb 2025)

No changes recorded yet.