Kite Lake Capital Management (UK) LLP

Date authorised
1 April 2013
Companies House
OC356471
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, Tennyson House
    159-165 Great Portland Street
    London
    W1W 5PA
    UNITED KINGDOM
    Phone
    +4402037280730
    Web
    https://www.kitelake.com

  • Complaints Contact

    1st Floor, Tennyson House
    159-165 Great Portland Street
    London
    W1W 5PA
    UNITED KINGDOM
    Phone
    +4402037280752

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pete Dalla

    IRN PXD14027

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
    • CF4 Partner (8 May 2019 to 9 Dec 2019)
  • Ram Kumar Krishnan

    IRN RKK01026

    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Richard Jean-Marie Gougeon

    IRN RJG01109

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2024)
    • CF4 Partner (7 Aug 2018 to 9 Dec 2019)
    • CF30 Customer (7 Aug 2018 to 8 Dec 2019)
  • Rupert Blaydes Haworth-Booth

    IRN RBH01043

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 May 2022)
    • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2011 to 8 Dec 2019)
  • Sami Ziad Mouneimne

    IRN SZM00004

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2023)
  • Sophie Alexandra Mary Morris

    IRN SXB63138

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.