Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Kite Lake Capital Management (UK) LLP
FRN 528685
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 2 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 May 2022)
- CF11 Money Laundering Reporting (4 Jan 2011 to 8 Dec 2019)
- CF4 Partner (4 Jan 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Jan 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.