Kingsway Capital Partners Limited

• Principal Place of Business

  Kingsway Capital

  Smithson Tower

  25 St. James's Street

  London

  Westminster

  SW1A 1HA

  UNITED KINGDOM

  Phone

  +442076594130

  Web

  https://www.kingswaycap.com

• Complaints Contact

  Kingsway Capital

  Smithson Tower

  25 St. James's Street

  London

  Westminster

  SW1A 1HA

  UNITED KINGDOM

  Phone

  +442076594130

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Paul Fell

  IRN JPF01041

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (16 Jan 2018 to 8 Dec 2019)
• Junaid Hussain

  IRN JXH11041

  • CF30 Customer (31 Jan 2019 to 25 Oct 2021)
  • CF4 Partner (AR) (31 Jan 2019 to 31 Jan 2022)
• Manuel Stotz

  IRN MXS02500

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF3 Chief Executive (16 Jan 2018 to 8 Dec 2019)
  • CF1 Director (16 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (16 Jan 2018 to 8 Dec 2019)
• Mark Richard Purdy

  IRN MRP00066

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (16 Jan 2018 to 8 Dec 2019)
• Maurice Joseph Alexandre Clin

  IRN MXC86520

  • CF4 Partner (AR) (1 Jul 2020 to 14 Aug 2020)
  • CF30 Customer (1 Jul 2020 to 14 Aug 2020)
• Maurits Henricus Johannes Pot

  IRN MHP01064

  • [FCA CF] Material risk taker (17 Jun 2021 to 30 Sep 2021)
  • [FCA CF] Client dealing (17 Jun 2021 to 31 Jan 2022)
  • CF4 Partner (AR) (19 Jan 2018 to 30 Sep 2021)
  • CF30 Customer (19 Jan 2018 to 30 Sep 2021)
• Noor Lozi

  IRN NXL00050

  • CF30 Customer (25 Mar 2021 to 31 May 2024)
• Oluwatomi Dada

  IRN OXD00054

  • CF4 Partner (AR) (6 Jul 2022 to 30 Jun 2024)
  • CF30 Customer (6 Jul 2022 to 30 Jun 2024)
• Patrick Howard Nelson

  IRN PHN01007

  • CF4 Partner (AR) (31 May 2018 to 31 Dec 2020)
  • CF30 Customer (16 Jan 2018 to 31 Dec 2020)
• Preeti Kamboj

  IRN PXK00243

  • CF4 Partner (AR) (31 Mar 2022 to 12 Jun 2023)

• Kingsway Capital Advisors LLP

  FRN 790149 · Appointed 17 Jan 2018

• Axiom Venture Partners Ltd (no longer appointed)

  FRN 985761 · Appointed 21 Oct 2022 · Until 31 Dec 2025

• Dawn Global Management Limited (no longer appointed)

  FRN 950419 · Appointed 5 May 2021 · Until 31 Jan 2022

No changes recorded yet.