Date authorised
20 February 2015
Companies House
OC395229
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +442037433100
  • Complaints Contact

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +4402078430486

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Michael Naylor Brumby

    IRN TMB01113

    • [FCA CF] Manager of certification employee (since 9 Jan 2026)
    • [FCA CF] Significant management (since 10 Dec 2024)
    • [FCA CF] Client dealing (since 10 Dec 2024)
    • [FCA CF] Client dealing (28 Jul 2021 to 16 May 2022)
  • Thomas Smith

    IRN TXS04069

    • CF30 Customer (26 Feb 2025 to 1 May 2025)
    • SMF3 Executive Director (22 Jan 2025 to 27 Jan 2025)
  • Thomas William Hopkins

    IRN TXH01414

    • CF1 Director (AR) (22 Mar 2017 to 15 Nov 2018)
    • CF10a CASS Oversight function (3 Jan 2017 to 15 Nov 2018)
    • CF4 Partner (20 Feb 2015 to 15 Nov 2018)
    • CF30 Customer (20 Feb 2015 to 15 Nov 2018)
    • CF11 Money Laundering Reporting (20 Feb 2015 to 15 Nov 2018)
    • CF10 Compliance Oversight (20 Feb 2015 to 18 Feb 2019)
  • Timothy John Marlow

    IRN TXM00355

    • CF30 Customer (17 Mar 2022 to 30 Oct 2024)
    • CF1 Director (AR) (17 Mar 2022 to 30 Oct 2024)
  • Vijay Ramesh Mistry

    IRN VRM01010

    • CF30 Customer (17 Mar 2022 to 30 Oct 2024)
  • William Brian Hatton

    IRN WBH01019

    • CF30 Customer (since 21 May 2025)
  • William Henry Alexander

    IRN WXA00071

    • CF30 Customer (since 5 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.