Thomas William Hopkins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Backed LLP

    FRN 929344

    • SMF27 Partner (since 22 Aug 2022)
    • SMF16 Compliance Oversight (since 22 Aug 2022)
  • Parkwalk Advisors Ltd (no longer approved here)

    FRN 502237

    • [FCA CF] Client dealing (31 Jan 2021 to 29 Apr 2022)
    • [FCA CF] Manager of certification employee (31 Jan 2021 to 29 Apr 2022)
    • CF30 Customer (19 Nov 2018 to 8 Dec 2019)
  • Kin Capital Partners LLP (no longer approved here)

    FRN 656789

    • CF1 Director (AR) (22 Mar 2017 to 15 Nov 2018)
    • CF10a CASS Oversight function (3 Jan 2017 to 15 Nov 2018)
    • CF4 Partner (20 Feb 2015 to 15 Nov 2018)
    • CF10 Compliance Oversight (20 Feb 2015 to 18 Feb 2019)
    • CF11 Money Laundering Reporting (20 Feb 2015 to 15 Nov 2018)
    • CF30 Customer (20 Feb 2015 to 15 Nov 2018)
  • MMC Ventures Limited (no longer approved here)

    FRN 193704

    • CF1 Director (26 Apr 2010 to 31 Mar 2014)
    • CF10 Compliance Oversight (24 Sep 2008 to 31 Mar 2014)
    • CF11 Money Laundering Reporting (24 Sep 2008 to 31 Mar 2014)
    • CF30 Customer (24 Sep 2008 to 31 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.