Date authorised
20 February 2015
Companies House
OC395229
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +442037433100
  • Complaints Contact

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +4402078430486

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Lake Olver

    IRN RXO00079

    • CF30 Customer (since 10 Nov 2021)
    • CF1 Director (AR) (since 10 Nov 2021)
  • Robert Walsh

    IRN RXW01278

    • CF2 Non Executive Director (AR) (since 1 Mar 2025)
  • Roger Leon Wade

    IRN RXW00520

    • CF3 Chief Executive (AR) (18 Oct 2024 to 9 Feb 2026)
    • CF30 Customer (18 Oct 2024 to 9 Feb 2026)
    • CF1 Director (AR) (8 Oct 2024 to 14 Oct 2024)
  • Roger Michael Killen

    IRN RXK00194

    • CF1 Director (AR) (since 18 Aug 2021)
    • CF30 Customer (since 18 Aug 2021)
  • Ruth Kettell

    IRN RXK00564

    • CF1 Director (AR) (since 23 Dec 2025)
  • Salima Fajal

    IRN SXF01618

    • SMF16 Compliance Oversight (16 Feb 2021 to 5 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Feb 2021 to 5 Dec 2022)
  • Sam Nicholas Olof

    IRN SXO00016

    • CF4 Partner (AR) (13 Oct 2020 to 20 Oct 2021)
    • CF30 Customer (13 Oct 2020 to 20 Oct 2021)
  • Simon Patrick Fawcett

    IRN SXF01521

    • CF1 Director (AR) (25 Aug 2020 to 12 Jan 2021)
    • CF30 Customer (7 Nov 2017 to 12 Jan 2021)
  • Sophie Coles

    IRN SXC03128

    • CF1 Director (AR) (since 15 Oct 2025)
    • CF30 Customer (since 15 Oct 2025)
  • Stephen Robert Lemon

    IRN SRL01090

    • CF4 Partner (AR) (since 24 Apr 2023)
    • CF30 Customer (since 24 Apr 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.