Date authorised
1 April 2013
Companies House
SO303158
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 CHARLOTTE SQUARE
    EDINBURGH
    EH2 4DF
    UNITED KINGDOM
    Phone
    +4401314601040
  • Complaints Contact

    22 CHARLOTTE SQUARE
    EDINBURGH
    EH2 4DF
    UNITED KINGDOM
    Phone
    +4401314601040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joo Li Tay

    IRN JLT01078

    • CF30 Customer (30 Jun 2015 to 22 Sep 2016)
  • Khaled Mohamed

    IRN KXM01702

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (10 Aug 2011 to 8 Dec 2019)
    • CF4 Partner (10 Aug 2011 to 8 Dec 2019)
  • Laura Fong

    IRN LXS00246

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Murdoch Ross Murchison

    IRN MRM01163

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2026)
    • CF4 Partner (10 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (10 Aug 2011 to 8 Dec 2019)
    • CF3 Chief Executive (10 Aug 2011 to 8 Dec 2019)
  • Peppi Walliander

    IRN PXW00488

    • [FCA CF] Client dealing (since 27 Aug 2025)
    • [FCA CF] Material risk taker (since 27 Aug 2025)
  • Raymond Ka Yiu Cheung

    IRN RXC01340

    • CF2 Non Executive Director (29 Apr 2019 to 8 Dec 2019)
  • Richard Alexander Walke

    IRN RAW01227

    • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 May 2024)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Robert Russell McGinty

    IRN RXM00391

    • SMF27 Partner (since 14 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
  • Sandra Aitken

    IRN SXA00309

    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
  • Stuart Gunderson

    IRN SXG01798

    • CF28 Systems and controls (17 Nov 2014 to 29 Mar 2019)
    • CF30 Customer (3 Nov 2014 to 29 Mar 2019)
    • CF11 Money Laundering Reporting (1 Dec 2011 to 29 Mar 2019)
    • CF10 Compliance Oversight (1 Dec 2011 to 29 Mar 2019)
    • CF4 Partner (10 Aug 2011 to 29 Mar 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.