Stuart Gunderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SEILERN INVESTMENT MANAGEMENT LTD.

    FRN 144827

    • SMF3 Executive Director (since 2 Jun 2021)
    • [FCA CF] Client dealing (since 2 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2023 to 31 Oct 2025)
    • SMF16 Compliance Oversight (24 Nov 2023 to 31 Oct 2025)
    • [FCA CF] Significant management (2 Feb 2021 to 12 Feb 2024)
    • [FCA CF] Manager of certification employee (2 Feb 2021 to 12 Feb 2024)
    • [FCA CF] Material risk taker (2 Feb 2021 to 8 Mar 2024)
  • Kiltearn Partners LLP (no longer approved here)

    FRN 540470

    • CF28 Systems and controls (17 Nov 2014 to 29 Mar 2019)
    • CF30 Customer (3 Nov 2014 to 29 Mar 2019)
    • CF10 Compliance Oversight (1 Dec 2011 to 29 Mar 2019)
    • CF11 Money Laundering Reporting (1 Dec 2011 to 29 Mar 2019)
    • CF4 Partner (10 Aug 2011 to 29 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.