Date authorised
1 April 2013
Companies House
03924137
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    95 Chancery Lane
    London
    Camden
    WC2A 1DT
    UNITED KINGDOM
    Phone
    +442033765900
  • Complaints Contact

    95 Chancery Lane
    London
    WC2A 1DT
    UNITED KINGDOM
    Phone
    +442033765900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Indraneil Mahapatra

    IRN INM01009

    • CF30 Customer (6 Nov 2012 to 19 Feb 2013)
    • CF4 Partner (AR) (6 Nov 2012 to 19 Feb 2013)
  • Ivo Arnus

    IRN IXA01685

    • CF1 Director (AR) (7 Jun 2018 to 13 Aug 2019)
    • CF30 Customer (7 Jun 2018 to 13 Aug 2019)
  • Jakob Feyock

    IRN JXJ00294

    • [FCA CF] Client dealing (3 May 2023 to 22 Sep 2023)
  • Jason Anthony Conroy

    IRN JXC01609

    • CF23 Corporate Finance Adviser (2 Apr 2003 to 6 Oct 2003)
  • Jeffrey Martin Kinn

    IRN JMK01039

    • CF1 Director (1 Dec 2001 to 25 Nov 2002)
  • Jerome Paul Booth

    IRN JPB01162

    • CF30 Customer (22 Jan 2016 to 13 Aug 2019)
    • CF1 Director (AR) (14 Dec 2015 to 13 Aug 2019)
  • John Nicholas Carter

    IRN JNC01029

    • CF23 Corporate Finance Adviser (27 May 2003 to 1 Apr 2005)
    • CF21 Investment Adviser (27 May 2003 to 1 Apr 2005)
  • Jonathan Piers Daniel Linney

    IRN JPL01062

    • CF30 Customer (1 Nov 2007 to 1 Sep 2010)
    • CF3 Chief Executive (14 Sep 2004 to 1 Sep 2010)
    • CF8 Apportionment and Oversight (14 Sep 2004 to 31 Oct 2007)
    • CF1 Director (10 Jul 2003 to 1 Sep 2010)
    • CF23 Corporate Finance Adviser (10 Jul 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Jul 2003 to 31 Oct 2007)
  • Julie Patterson

    IRN JXP00711

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2022 to 31 Dec 2024)
  • Kevin Chong

    IRN KKC01004

    • CF30 Customer (20 Nov 2015 to 31 Aug 2016)
    • CF4 Partner (AR) (20 Nov 2015 to 31 Aug 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.