John Nicholas Carter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hollyport Capital LLP

    FRN 451295

    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 22 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (AR) (21 Nov 2006 to 13 Nov 2008)
    • CF27 Investment Management (1 Oct 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Oct 2006 to 30 Jun 2017)
    • CF11 Money Laundering Reporting (1 Oct 2006 to 30 Jun 2017)
    • CF21 Investment Adviser (1 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (1 Oct 2006 to 8 Dec 2019)
  • Khepri Fund Management Limited (no longer approved here)

    FRN 193171

    • CF23 Corporate Finance Adviser (27 May 2003 to 1 Apr 2005)
    • CF21 Investment Adviser (27 May 2003 to 1 Apr 2005)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF23 Corporate Finance Adviser (16 Oct 2002 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.