Date authorised
1 April 2013
Companies House
02457440
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Baines House
    4 Midgery Court
    Fulwood
    Preston
    Lancashire
    PR2 9ZH
    UNITED KINGDOM
    Phone
    +4408001884822
  • Complaints Contact

    Baines House
    4 Midgery Court
    Fulwood
    Preston
    Lancashire
    PR2 9ZH
    UNITED KINGDOM
    Phone
    +4401772540287

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to Debt Adjusting on a commercial basis
  • Debt Advice

    Show 1 limitation
    • · Limited to Debt Counselling on a commercial basis
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Peter Simmons

    IRN NPS01033

    • Appointed representative dealing with clients for which they require qualification (16 Nov 2020 to 30 Nov 2021)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 30 Nov 2021)
  • Neil Robert Swarbrick

    IRN NRS01061

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Dec 2022)
    • CF11 Money Laundering Reporting (22 Oct 2018 to 8 Dec 2019)
  • Nicholas Card

    IRN NXC00152

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jan 2020)
  • Nicholas Geoffrey Sanderson

    IRN NGS00007

    • CF21 Investment Adviser (26 Oct 2004 to 27 May 2005)
    • CF22 Investment Adviser (Trainee) (1 Apr 2004 to 26 Oct 2004)
  • Nicholas John Sutton

    IRN NXS00192

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Dec 2022)
  • Nicholas Lovell

    IRN NXL01358

    • Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 30 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2020)
  • Nicholas Roger Dutton

    IRN NRD00012

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2023)
  • Nicholas Wayne Mills

    IRN NWM00004

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF22 Investment Adviser (Trainee) (31 Jan 2007 to 31 Oct 2007)
  • Nicola Michelle Pegg

    IRN NMG01034

    • Appointed representative dealing with clients for which they require qualification (26 Jan 2021 to 6 Dec 2021)
  • Nigel Edward Samuel Iverson

    IRN NEI00001

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jun 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.