Date authorised
1 April 2013
Companies House
02693038
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Moorgate Hall
    155 Moorgate
    London
    EC2M 6XB
    UNITED KINGDOM
    Phone
    +4402075625500
  • Complaints Contact

    3rd Floor, Moorgate Hall
    155 Moorgate
    London
    EC2M 6XB
    UNITED KINGDOM
    Phone
    +4402075625500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Succ-Young Kim

    IRN SXK01295

    • CF3 Chief Executive (12 Feb 2007 to 10 Aug 2009)
    • CF8 Apportionment and Oversight (7 Feb 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 18 Mar 2002)
  • Suk-Kee Ko

    IRN SXK01347

    • CF2 Non Executive Director (17 Mar 2003 to 13 Feb 2004)
  • Sukyoung Kim

    IRN SXK00894

    • [FCA CF] Proprietary trader (since 16 Jan 2025)
  • Sung-Hwan Choi

    IRN SXC01982

    • CF2 Non Executive Director (29 Oct 2008 to 10 Aug 2009)
  • Sung-Taek Kim

    IRN SXK01237

    • CF1 Director (1 Dec 2001 to 24 Jul 2002)
  • Sung-Uk Hong

    IRN SXH01540

    • CF2 Non Executive Director (17 Mar 2003 to 23 May 2005)
  • Sunghoon Hong

    IRN SXH35384

    • Director of firm who is not a certification employee or a SMF manager (14 Mar 2019 to 1 Jul 2020)
  • Tae-Dong Park

    IRN TXP01106

    • CF2 Non Executive Director (17 Apr 2002 to 12 Jun 2002)
  • Taebum Kim

    IRN TXK00066

    • Director of firm who is not a certification employee or a SMF manager (10 Feb 2021 to 20 Jul 2021)
  • Taeyung Lim

    IRN TXL00278

    • SMF2 Chief Finance (since 15 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.