Date authorised
1 April 2013
Companies House
02693038
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Moorgate Hall
    155 Moorgate
    London
    EC2M 6XB
    UNITED KINGDOM
    Phone
    +4402075625500
  • Complaints Contact

    3rd Floor, Moorgate Hall
    155 Moorgate
    London
    EC2M 6XB
    UNITED KINGDOM
    Phone
    +4402075625500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Charles Langdon Brown

    IRN WCB01012

    • CF2 Non Executive Director (1 Dec 2001 to 15 Jul 2002)
  • Woonsung Yang

    IRN WXY00019

    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2024)
  • Yeon Kap Lyoo

    IRN YKL01006

    • CF2 Non Executive Director (9 Feb 2012 to 26 Jun 2014)
  • Yong-An Choi

    IRN YXC01018

    • CF2 Non Executive Director (1 Dec 2001 to 19 Feb 2003)
  • Yoon-Yung Kim

    IRN YXK01120

    • CF2 Non Executive Director (22 Sep 2009 to 31 Dec 2010)
  • Young Chul Ok

    IRN YXO00036

    • Director of firm who is not a certification employee or a SMF manager (since 5 Dec 2024)
  • Young-Hwan Sohn

    IRN YXS01049

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 13 Mar 2003)
  • Young-Jae Kim

    IRN YXK01093

    • CF2 Non Executive Director (4 Aug 2005 to 6 Jul 2006)
  • Young-Moon Kim

    IRN YXK01072

    • CF2 Non Executive Director (5 Jul 2002 to 19 Feb 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.