Date authorised
1 April 2013
Companies House
02693038
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Moorgate Hall
    155 Moorgate
    London
    EC2M 6XB
    UNITED KINGDOM
    Phone
    +4402075625500
  • Complaints Contact

    3rd Floor, Moorgate Hall
    155 Moorgate
    London
    EC2M 6XB
    UNITED KINGDOM
    Phone
    +4402075625500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eun Joo Jeong

    IRN EXJ00075

    • [PRA CF] Significant risk taker or Material risk taker (5 Jul 2022 to 15 Jan 2025)
    • [FCA CF] Proprietary trader (18 Mar 2022 to 15 Jan 2025)
  • Eun Kyung Kim

    IRN EXK00243

    • [FCA CF] Significant management (since 18 Jul 2025)
  • Gerard Hally

    IRN GXH37097

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 20 Sep 2019)
  • Hae Sung Lee

    IRN HXL00042

    • [PRA CF] Significant risk taker or Material risk taker (21 Jan 2021 to 29 Jan 2024)
  • Hee-Sung Yoon

    IRN HXY01044

    • CF29 Significant management (1 Nov 2007 to 12 Aug 2008)
    • CF17 Significant Mgt (Other Business Operations) (12 Jul 2005 to 31 Oct 2007)
  • Heewon Ko

    IRN HXK00114

    • Director of firm who is not a certification employee or a SMF manager (2 Aug 2021 to 3 Feb 2023)
  • Hojun Kim

    IRN HXK01596

    • SMF1 Chief Executive (28 Mar 2017 to 15 Jan 2020)
  • Hoon-Ha Hwang

    IRN HXH01155

    • CF2 Non Executive Director (7 Mar 2011 to 2 Jan 2012)
    • CF1 Director (10 Aug 2006 to 10 Aug 2009)
  • Hoseob Jeung

    IRN HXJ01142

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 26 Sep 2016)
    • CF2 Non Executive Director (2 Oct 2014 to 6 Mar 2016)
  • Hun Chul Chun

    IRN HCC01013

    • CF29 Significant management (1 Nov 2007 to 17 Jan 2009)
    • CF17 Significant Mgt (Other Business Operations) (21 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.