Date authorised
1 April 2013
Companies House
02693038
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Moorgate Hall
    155 Moorgate
    London
    EC2M 6XB
    UNITED KINGDOM
    Phone
    +4402075625500
  • Complaints Contact

    3rd Floor, Moorgate Hall
    155 Moorgate
    London
    EC2M 6XB
    UNITED KINGDOM
    Phone
    +4402075625500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hyukjoon Kwon

    IRN HXK00334

    • SMF1 Chief Executive (since 18 Mar 2026)
  • Hyun Joo Park

    IRN HXP35389

    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2017 to 24 Jan 2020)
  • Ja Young Gu

    IRN JXG35386

    • Director of firm who is not a certification employee or a SMF manager (14 Mar 2019 to 20 Jan 2021)
  • Jae Sun Shim

    IRN JXS04162

    • Director of firm who is not a certification employee or a SMF manager (since 17 Mar 2025)
  • Jae-rak Lee

    IRN JXL35382

    • Director of firm who is not a certification employee or a SMF manager (17 Aug 2018 to 14 Mar 2019)
  • Janet Ham Yang

    IRN JXY00134

    • [FCA CF] Significant management (since 18 Jul 2025)
  • Jeonghoon Kim

    IRN JXK01809

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 17 Nov 2016)
    • CF2 Non Executive Director (2 Oct 2014 to 6 Mar 2016)
  • Jerome Francis Fernandes

    IRN JXF00703

    • [FCA CF] Significant management (since 18 Jul 2025)
  • Jhong-Ho Cho

    IRN JXC02546

    • CF2 Non Executive Director (24 Jul 2012 to 2 Jan 2014)
  • Jin Kyun Lee

    IRN JKL01024

    • CF16 Significant Mgt (Desgntd Investment Business) (14 Jul 2005 to 3 Mar 2006)
    • CF17 Significant Mgt (Other Business Operations) (13 Mar 2003 to 3 Mar 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.