Date authorised
1 April 2013
Companies House
07987057
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM
  • Complaints Contact

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Keith Vickerman

    IRN DKV01003

    • CF1 Director (AR) (14 Dec 2016 to 1 Sep 2018)
    • CF30 Customer (14 Dec 2016 to 1 Sep 2018)
  • Daniel Rodwell

    IRN DXR01203

    • CF1 Director (AR) (21 May 2015 to 29 Jun 2016)
    • CF30 Customer (21 May 2015 to 29 Jun 2016)
  • David Alexander Hyman

    IRN DAH01298

    • CF30 Customer (15 Oct 2014 to 20 Oct 2016)
    • CF1 Director (AR) (15 Oct 2014 to 16 Dec 2015)
  • David Spickett

    IRN DXS91947

    • CF30 Customer (28 Apr 2021 to 4 Jul 2022)
    • CF1 Director (AR) (24 Mar 2021 to 4 Jul 2022)
  • Derek Bond

    IRN DXB02252

    • CF1 Director (AR) (12 Nov 2013 to 21 Feb 2017)
    • CF30 Customer (29 Jul 2013 to 21 Feb 2017)
  • Derek Colin Mayne

    IRN DXM02562

    • CF1 Director (AR) (30 Jan 2017 to 1 Jun 2017)
    • CF30 Customer (11 Jul 2014 to 1 Jun 2017)
  • Elaine Esther Naaotue Bannerman

    IRN EEB01013

    • CF30 Customer (16 Mar 2016 to 11 Jul 2016)
  • Enayet Rasul

    IRN EXR01220

    • CF30 Customer (27 Mar 2015 to 20 Feb 2017)
    • CF1 Director (AR) (27 Mar 2015 to 20 Feb 2017)
  • Erol Riza

    IRN EXR01106

    • CF30 Customer (22 Jun 2016 to 31 Jul 2017)
    • CF1 Director (AR) (22 Jun 2016 to 31 Jul 2017)
  • Evren Kashif

    IRN EXK01051

    • CF30 Customer (3 Feb 2017 to 26 Mar 2018)
    • CF1 Director (AR) (3 Feb 2017 to 26 Mar 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.