Date authorised
1 April 2013
Companies House
07987057
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM
  • Complaints Contact

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Garner

    IRN SXG01260

    • CF1 Director (16 Jul 2012 to 11 Apr 2017)
    • CF11 Money Laundering Reporting (16 Jul 2012 to 19 May 2017)
    • CF30 Customer (16 Jul 2012 to 19 May 2017)
    • CF10 Compliance Oversight (16 Jul 2012 to 19 May 2017)
  • Steven James Miley

    IRN SJM01242

    • CF30 Customer (16 Jan 2017 to 20 Feb 2017)
  • Thomas Baxter Preston

    IRN TBP01008

    • CF30 Customer (5 Aug 2013 to 2 Aug 2016)
  • Timothy James Thornton Linacre

    IRN TJL01036

    • CF1 Director (AR) (3 May 2016 to 11 Aug 2017)
    • CF30 Customer (3 May 2016 to 11 Aug 2017)
  • Timothy John Barham Hyett

    IRN TJH01052

    • CF1 Director (AR) (17 Aug 2016 to 30 Aug 2017)
    • CF30 Customer (17 Aug 2016 to 30 Aug 2017)
  • Toby Waring Kernon

    IRN TWK01007

    • CF30 Customer (22 Dec 2015 to 29 Jun 2016)
  • Tom Hou

    IRN TXH01566

    • CF1 Director (AR) (26 Aug 2016 to 9 Mar 2017)
    • CF30 Customer (26 Aug 2016 to 9 Mar 2017)
  • Tomas William Carruthers

    IRN TWC01026

    • CF30 Customer (18 Feb 2016 to 20 Oct 2017)
    • CF1 Director (AR) (18 Feb 2016 to 20 Oct 2017)
  • Tony Steven Shaw

    IRN TSS01046

    • CF30 Customer (20 Aug 2015 to 25 Oct 2016)
  • Ulrich Goldener

    IRN UXG01050

    • CF30 Customer (14 Nov 2017 to 30 Apr 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.