Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    52 St. Enoch Square
    Glasgow
    Strathclyde
    G1 4AA
    UNITED KINGDOM
    Phone
    +4401412222259
  • Complaints Contact

    5th Floor
    52 St. Enoch Square
    Glasgow
    Strathclyde
    G1 4AA
    UNITED KINGDOM
    Phone
    +4401412222259

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry James Moran

    IRN HJM01066

    • CF1 Director (15 Dec 2005 to 6 Mar 2016)
  • Ian Ronald Shields

    IRN IRS01046

    • CF1 Director (24 Mar 2005 to 20 Nov 2006)
  • Jacqueline Connelly

    IRN JXC01759

    • CF1 Director (2 Jul 2002 to 17 Jan 2005)
  • James Law Burns

    IRN JXB03717

    • Director of firm who is not a certification employee or a SMF manager (16 Mar 2022 to 21 Aug 2025)
  • Ken Greenshields

    IRN KXG45349

    • Director of firm who is not a certification employee or a SMF manager (27 Feb 2017 to 16 Mar 2022)
  • Mairi Cameron

    IRN MXC01684

    • CF1 Director (2 Jul 2002 to 2 Dec 2005)
  • Margaret Theresa Boyle

    IRN MXB01787

    • CF28 Systems and controls (1 Nov 2007 to 21 Jan 2008)
    • CF15 Internal Audit (5 Feb 2007 to 31 Oct 2007)
    • CF2 Non Executive Director (5 Feb 2007 to 21 Jan 2008)
    • CF14 Risk Assessment (5 Feb 2007 to 31 Oct 2007)
  • Mary Agnes Ferris

    IRN MXF01303

    • CF3 Chief Executive (2 Jul 2002 to 20 Oct 2003)
  • Mary Bell

    IRN MXB01869

    • CF1 Director (2 Jul 2002 to 20 Nov 2006)
  • Matilda Trutwin

    IRN MXT01344

    • CF1 Director (2 Jul 2002 to 1 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.