Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    52 St. Enoch Square
    Glasgow
    Strathclyde
    G1 4AA
    UNITED KINGDOM
    Phone
    +4401412222259
  • Complaints Contact

    5th Floor
    52 St. Enoch Square
    Glasgow
    Strathclyde
    G1 4AA
    UNITED KINGDOM
    Phone
    +4401412222259

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Harris

    IRN MXH01638

    • CF1 Director (2 Jul 2002 to 2 Dec 2005)
  • Natalie Humphreys

    IRN NXH01218

    • Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2016)
    • CF1 Director (2 Jul 2002 to 6 Mar 2016)
  • Neil Campbell

    IRN NXC01204

    • CF1 Director (2 Jul 2002 to 2 Dec 2005)
  • Neil McQuade

    IRN NXM01344

    • SMF8 Credit Union Senior Manager (since 7 Mar 2016)
    • CF1 Director (14 Mar 2005 to 6 Mar 2016)
  • Patricia Begley

    IRN PXB01984

    • CF2 Non Executive Director (16 Mar 2010 to 6 Mar 2016)
  • Paul McCue

    IRN PXM01657

    • SMF8 Credit Union Senior Manager (7 Mar 2016 to 8 Sep 2025)
    • CF1 Director (2 Jul 2002 to 6 Mar 2016)
  • Paul Nicholas Laws

    IRN PNL01014

    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF8 Credit Union Senior Manager (since 7 Mar 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (3 Oct 2003 to 31 Mar 2009)
    • CF3 Chief Executive (3 Oct 2003 to 6 Mar 2016)
  • Pauline McWilliam

    IRN PXM01645

    • CF1 Director (2 Jul 2002 to 2 Dec 2005)
  • Robert McFarlane

    IRN RXM01596

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 11 Sep 2024)
    • CF1 Director (2 Jul 2002 to 6 Mar 2016)
  • Sarah Frize Atwell

    IRN SFA01038

    • SMF8 Credit Union Senior Manager (7 Mar 2016 to 16 Mar 2022)
    • CF1 Director (28 Oct 2013 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.