Date authorised
1 April 2013
Companies House
02208091
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cullimore House
    Peasemore
    Newbury
    West Berkshire
    RG20 7JN
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 29 Apr 2022)
  • Keith Richard Lovett

    IRN KRL01024

    • CF1 Director (AR) (11 Aug 2020 to 14 Feb 2024)
  • Lawrence Gill

    IRN LXG01537

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Feb 2018 to 8 Dec 2019)
  • Lee David Anderson

    IRN LDA01006

    • SMF3 Executive Director (since 5 Jan 2023)
    • Responsible for Insurance Distribution (since 5 Jan 2023)
  • Neil Keith Nimmo

    IRN NKN00002

    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
  • Oliver Valentine Thorne

    IRN OXT00004

    • [FCA CF] Significant management (9 Nov 2023 to 2 Mar 2026)
  • Sarah Elizabeth Williams

    IRN SEW01068

    • [FCA CF] Significant management (20 Oct 2022 to 20 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2022)
    • CF29 Significant management (1 Nov 2007 to 12 Jul 2011)
    • CF28 Systems and controls (1 Nov 2007 to 12 Jul 2011)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Jan 2014)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Warren Downey

    IRN WXD01086

    • SMF1 Chief Executive (21 Jul 2022 to 29 Dec 2025)
    • SMF3 Executive Director (25 May 2021 to 10 Mar 2026)
  • William John Nunes Nabarro

    IRN WJN01016

    • SMF9 Chair of the Governing Body (12 Oct 2021 to 11 Feb 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.