Date authorised
1 April 2013
Companies House
01583260
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402070643300
  • Complaints Contact

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402070643300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sally Ann Mills

    IRN SAM01159

    • CF27 Investment Management (1 Dec 2001 to 24 Aug 2004)
  • Stephen Daryl Ozin

    IRN SDO01005

    • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
    • CF27 Investment Management (17 Jul 2006 to 31 Oct 2007)
    • CF1 Director (7 Mar 2006 to 15 Feb 2008)
    • CF8 Apportionment and Oversight (17 Aug 2005 to 10 Nov 2006)
  • Stuart John Gordon

    IRN SJG01326

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Sep 2015 to 8 Dec 2019)
  • Thomas Rupert King

    IRN TRK01018

    • CF27 Investment Management (1 Dec 2001 to 24 Oct 2005)
  • Timothy Dominic James Syder

    IRN TDS01023

    • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Tony John Lindsay

    IRN TJL01073

    • CF30 Customer (13 Aug 2010 to 21 Apr 2011)
  • Vasile Foca

    IRN VXF01030

    • CF27 Investment Management (13 Oct 2004 to 7 Apr 2006)
  • Wanmone Lee

    IRN WXL01091

    • CF21 Investment Adviser (5 Jul 2007 to 6 Jul 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.