Date authorised
1 April 2013
Companies House
05017193
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +4401737233297
  • Complaints Contact

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +4401737233297

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Retail (Investment), Life and annuity, Linked long-term

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For Eligible Counterparty, Professional, Retail (Investment), Life and annuity, Linked long-term

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Rorrison

    IRN DXR01176

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 14 Nov 2022)
    • [PRA CF] Key function holder (10 Dec 2018 to 14 Nov 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Feb 2023)
  • David Shaffer

    IRN DXS36938

    • [FCA CF] Significant management (10 Dec 2018 to 26 Oct 2020)
  • David Walsh

    IRN DXW02148

    • SMF5 Head of Internal Audit (10 Dec 2018 to 3 Jan 2024)
    • SIMF5 Head of Internal Audit Function (9 Apr 2018 to 9 Dec 2018)
  • David Whitehead

    IRN DXW36983

    • [FCA CF] Significant management (23 Apr 2019 to 31 Jan 2020)
  • Dennis Greasby

    IRN DXG00053

    • [FCA CF] Significant management (23 Jun 2022 to 9 Sep 2024)
  • Devendra Paramasvaran

    IRN DXP36939

    • [FCA CF] Significant management (since 10 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Jan 2026)
  • Dylan Brooks

    IRN DXB00364

    • [FCA CF] Significant management (since 10 Nov 2025)
    • [PRA CF] Key function holder (since 10 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Nov 2025)
  • Edmund Davidson

    IRN EXD36977

    • [FCA CF] Significant management (10 Dec 2018 to 22 Oct 2019)
  • Eleanor Fay Evans

    IRN EXE23260

    • SMF7 Group Entity Senior Manager (since 20 Dec 2022)
  • Elisabeth Clare Davis

    IRN ECD01025

    • SMF7 Group Entity Senior Manager (30 May 2022 to 31 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.