Julius Baer International Limited

• Principal Place of Business

  Julius Baer International Ltd

  20-23 Greville Street

  London

  Camden

  EC1N 8SS

  UNITED KINGDOM

  Phone

  +442034818100

  Web

  https://www.juliusbaer.com/uk/en/

• Complaints Contact

  Julius Baer International Limited

  20-23 Greville Street

  London

  Camden

  EC1N 8SS

  UNITED KINGDOM

  Phone

  +442034818100

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Westropp

  IRN JCW01216

  • [FCA CF] Client dealing (1 Apr 2020 to 1 Sep 2021)
  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 1 Sep 2021)
  • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
• Jamie William Banks

  IRN JWB01111

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2020)
  • [FCA CF] Manager of certification employee (since 1 Apr 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
  • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
• Jane Anne Niland

  IRN JAN01113

  • CF29 Significant management (6 Feb 2015 to 6 May 2016)
• Jane Elizabeth Fraser

  IRN JEF01055

  • CF30 Customer (1 Nov 2007 to 3 Apr 2017)
  • CF26 Customer Trading (29 Jul 2003 to 31 Oct 2007)
• Jason Gooch

  IRN JXG01724

  • CF30 Customer (3 Jan 2012 to 29 Jan 2016)
• Jason Newell

  IRN JRN01057

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Client dealing (since 1 Apr 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
  • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
• Jean-Pierre Klumpp

  IRN JXK01408

  • CF2 Non Executive Director (25 May 2006 to 20 Jul 2006)
• Jeremy John Brown

  IRN JJB01079

  • CF29 Significant management (25 Jul 2013 to 21 Mar 2014)
• Jeremy Parrish

  IRN JXP01882

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 28 Feb 2025)
  • CF2 Non Executive Director (11 May 2016 to 8 Dec 2019)
• Jesper Alexander Hussein Dahlqvist

  IRN JAD01311

  • CF30 Customer (20 Jun 2014 to 5 Dec 2014)

No changes recorded yet.