Jamie William Banks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited

    FRN 139179

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 11 Aug 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (23 Jun 2008 to 11 Aug 2015)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (9 Jan 2008 to 10 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.