Date authorised
1 April 2013
Companies House
00743437
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hodge
    One Central Square
    Central Square
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4408000283746
  • Complaints Contact

    Hodge
    One Central Square
    Central Square
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4407538259597

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Equity Release Provider

    For Customer, Home reversion plans

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Ian James

    IRN DIJ01009

    • CF1 Director (8 Dec 2003 to 22 Jul 2011)
  • David John Landen

    IRN DJL01247

    • SMF24 Chief Operations (21 Oct 2025 to 30 Jan 2026)
    • SMF1 Chief Executive (8 Jul 2020 to 30 Jan 2026)
    • SMF2 Chief Finance (7 Mar 2016 to 16 Mar 2020)
    • CF1 Director (17 Jun 2011 to 6 Mar 2016)
  • David Keith Marlais James

    IRN DKJ01008

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 30 Jun 2017)
    • CF2 Non Executive Director (1 May 2002 to 6 Mar 2016)
  • David Lawrence Shaw

    IRN DLS01077

    • CF1 Director (AR) (14 Jan 2005 to 28 Feb 2005)
  • David Michael Austin

    IRN DMA01031

    • SMF1 Chief Executive (7 Mar 2016 to 10 Jan 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Dec 2003)
    • CF3 Chief Executive (1 Dec 2001 to 16 Dec 2003)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • David Richards

    IRN DXR88099

    • [FCA CF] Manager of certification employee (6 Jul 2020 to 23 Sep 2021)
  • David William Leach

    IRN DWL01031

    • CF4 Partner (AR) (14 Jan 2005 to 9 Mar 2006)
  • Dean Embleton

    IRN DXE01159

    • CF4 Partner (AR) (14 Jan 2005 to 20 Jun 2005)
  • Deian Lewis Jones

    IRN DLJ01044

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Feb 2019)
    • CF29 Significant management (18 Aug 2010 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2008)
    • CF15 Internal Audit (24 Mar 2005 to 31 Oct 2007)
  • Derrek Layton Jones

    IRN DLJ01020

    • CF1 Director (1 Dec 2001 to 25 Jun 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.