Date authorised
1 April 2013
Companies House
OC355369
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Scalpel, 18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038931014
  • Complaints Contact

    The Scalpel, 18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038931014

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul David Wilkes

    IRN PXW00433

    • [FCA CF] Material risk taker (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 17 Sep 2024)
    • CF30 Customer (since 16 Sep 2024)
    • CF4 Partner (AR) (since 16 Sep 2024)
  • Paul Egerton Cluer

    IRN PEC01082

    • CF2 Non Executive Director (AR) (23 Dec 2015 to 30 Aug 2016)
  • Paul McFarlane-Fruthiot

    IRN PXM01909

    • [FCA CF] Client dealing (1 Jun 2020 to 4 Nov 2024)
  • Paul Tracey

    IRN PXT01594

    • CF1 Director (AR) (1 Jul 2015 to 30 Aug 2016)
    • CF30 Customer (1 Jul 2015 to 30 Aug 2016)
  • Peter Andrew Jason Kiely

    IRN PAK01110

    • CF1 Director (AR) (1 Oct 2015 to 30 Aug 2016)
    • CF30 Customer (1 Oct 2015 to 30 Aug 2016)
  • Peter Anthony Christmas Samengo-Turner

    IRN PAS01333

    • CF1 Director (AR) (1 Jul 2015 to 30 Aug 2016)
    • CF30 Customer (1 Jul 2015 to 30 Aug 2016)
  • Prakash Ambelal Desai

    IRN PAD01201

    • CF2 Non Executive Director (AR) (24 Dec 2015 to 30 Aug 2016)
  • Richard Anthony McGuire

    IRN RAM01099

    • CF1 Director (AR) (26 May 2016 to 9 Jan 2017)
    • CF30 Customer (26 May 2016 to 9 Jan 2017)
  • Richard Mark Lee

    IRN RML01079

    • [FCA CF] Client dealing (1 Jun 2020 to 24 Jan 2022)
    • CF30 Customer (22 Mar 2018 to 8 Dec 2019)
  • Richard Stuart Adley

    IRN RSA01061

    • [FCA CF] Client dealing (1 Jun 2020 to 12 Mar 2021)
    • CF30 Customer (20 Nov 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.